Statutory Disclosure
In terms of the Financial Advisory and Intermediary Services Act No. 37 of 2002). As a valued client of Mixirite (Pty) Ltd, you have the right to the information contained in this notice.
SECTION A, FSP AND REPRESENTATIVE DISCLOSURES
Name: Mixirite (Pty) Ltd
Registration Number: 2021/883859/07
FSP License Number: 52110
Physical Address: 33 Martin Hammerschlag Way, Foreshore, Cape Town, Western Cape, 8001
Postal Address: 33 Martin Hammerschlag Way, Foreshore, Cape Town, Western Cape, 8001
Telephone Number: +27 215 182 441
Email: [email protected]
Website: https://umarketpro.com/
Key Individual: Henry Simpson
Contact: [email protected]
Compliance Officer: Jan H Scholtz
Contact: [email protected]
Legal Status: Private Company
As an authorised Financial Service Provider, Mixirite Capital (Pty) Ltd holds professional indemnity insurance and Fidelity cover. Mixirite Capital (Pty) Ltd is not exempted by the registrar from producing audited annual financial statements.
Mixirite Capital (Pty) Ltd is duly authorised to render financial services as defined in terms of the FAIS Act in respect of the following financial products:
Category 1 (Intermediary)
- Derivative Instruments
- Long-Term Deposits
- Short-Term Deposits
- Long-Term Insurance subcategory A
No conditions and restrictions apply to the abovementioned scope of authorisation, nor does Mixirite Capital (Pty) Ltd hold any specific exemption granted by the Commissioner of the Financial Sector Conduct Authority. The representatives are trained and accredited to render intermediary services in respect of the products provided by the following product supplier: Flamingo (Liquidity Provider). Mixirite Capital (Pty) Ltd, Authorised Representative Disclosure In terms of the Financial Advisory and Intermediary Services Act No. 37 of 2002, has appointed representatives working under supervision for the above listed financial products. The list of appointed representatives can be accessed via the following link: FSCA Representative Search. Please follow these steps to view the details:
- Enter Mixirite in the “Search for FSP Name” field and click Submit.
- On the resulting FSP profile page, click Details.
- On the next page, select Representatives to view the full list of representatives.
For further assistance, please contact the FSCA Call Centre at 0800 20 37 22.
The FAIS Ombudsman
Name: Advocate Nonkumbulo Tshombe
Physical Address: Menlyn Central Office Building, 125 Dallas Avenue, Waterkloof Glen, Pretoria 0010
Share-call: 086 066 3274
Telephone Number: 012 762 5000
Email: [email protected]
SECTION C, CONFLICT OF INTEREST DISCLOSURE
Should any conflict of interest arise, the representative is required to disclose in writing to a client any conflict of interest in respect of that client, including measures taken to avoid or mitigate the conflict, disclose any ownership or financial interest, other than a immaterial financial interest and explain the nature of any relationship or arrangement with a third party that gives rise to a conflict of interest, in sufficient detail to a client to enable the client to understand the exact nature of the relationship or arrangement and the conflict of interest. Mixirite Capital (Pty) Ltd has adopted and implemented a Conflict-of-Interest Management Policy that complies with the provisions of the FAIS Act. This is available at the business premises or on request by emailing [email protected].
SECTION D, OTHER MATTERS OF INTEREST
You are under no obligation to accept disclosures made to you by Mixirite Capital (Pty) Ltd.’s representatives. Mixirite Capital (Pty) Ltd.’s representatives are not allowed to request or induce you to waive any rights or benefits conferred to you in terms of the provisions of the FAIS Act’s General Code of Conduct. Mixirite Capital (Pty) Ltd accepts responsibility for the activities of the representatives insofar as it is performed within the scope of the contractual agreement between Mixirite Capital (Pty) Ltd and the Representative. In terms of FICA, Mixirite Capital (Pty) Ltd is an accountable institution. We are required to identify our prospective clients, verify the information given and keep records of the verifying documents. We are also obliged to report suspicious and unusual transactions that may facilitate money laundering, terrorist financing or proliferation financing to the relevant authorities.
SECTION E, GENERAL TERMS AND CONDITIONS
Mixirite Capital (Pty) Ltd is an Authorised Financial Services provider who markets their own financial products. Mixirite Capital (Pty) Ltd during the preceding 12-month period did not receive more than 30% of its total remuneration from any specific provider. Mixirite Capital (Pty) Ltd does not directly or indirectly hold more than 10% of any other product supplier’s shares or equivalent financial interest. A copy of Mixirite Capital (Pty) Ltd FSP license is available on request. Mixirite Capital (Pty) Ltd is an intermediary service provider and does not render financial advice. The General Code of Conduct stipulates that no financial services provider may request or induce in any manner a client to waive any right or benefit conferred on the client by/or in terms of any provisions of the said Code, or recognise, accept or act on any such waiver by a client. Any such waiver is null and void. I must take particular care in considering whether the financial product, namely Contract for Difference (“CFD”) Trading is appropriate considering my objectives, financial situation and specific needs.
SECTION F, RESPONSIBILITY FOR THE CORRECTNESS & COMPLETENESS OF INFORMATION
Please note that in respect of any application, proposal, order, instruction or other contractual information that is required to be completed for, or submitted to a product supplier by or on your behalf that relates to the purchase of or investment in any financial product, including any amendment thereof or variation thereto, all material facts must be accurately and properly disclosed, and the accuracy and completeness of all answers, statements or other information provided by you or on your behalf are your own responsibility. If any person completes or submits any application, proposal, order, instruction or other contractual information that is required to be completed for, or submitted to, a product supplier by you or on your behalf that relates to the purchase of or investment in any financial product, including any amendment thereof or variation thereto on your behalf, you should be satisfied as to the accuracy and completeness of the details.
SECTION G, PROTECTION OF PERSONAL INFORMATION
The client expressly consents to the processing of his/ her personal information, to the financial services provider, the representative and any third-party, provided it is for the purpose of receiving intermediary services and any services incidental thereto. Any of the client’s personal information collected and/or processed will be done in accordance with the provisions of the Protection of Personal Information Act 4 of 2013